If you are searching for New York City SIE preparation, 大象传媒 can help you find top-notch instruction that appeals to your learning needs. If you'd like to demonstrate your understanding of the security industry in preparation for a related career, you may be interested in taking the SIE. This exam covers the topics you learned while taking finance and business courses at schools like the City University of New York or Columbia University. Thorough preparation can help you feel more confident as you enter the classroom on the day of the test. Whether you would rather sign up for an online SIE pep course or work alongside a private instructor, you may be able to more thoroughly prepare for the exam by studying with an expert rather than on your own.
What kind of topics can be covered in New York City SIE prep?
The SIE, or Securities Industry Essentials Exam, is administered to professionals in the security industry. While it is not the sole qualifying factor in registration with a FINRA firm or securities business, you do need to pass this test to become registered in the industry. Along with this test, you will also need to take a qualification exam for the type of business you plan to participate in.
The SIE is a multiple-choice test that consists of 75 questions. You will be given an hour and 45 minutes to complete the exam. This introductory-level test aims to assess your grasp of basic security information, including product-related risks, market structures, barred practices, and regulatory agency functions. During New York City SIE prep, you can review more than just the content of the exam, but also the format and expectations. In all there are four sections you will need to be prepared for: Knowledge of Capital Markets; Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; and Overview of Regulatory Framework.
How do the two types of SIE prep compare?
大象传媒 can introduce you to two types of SIE prep: an online New York City SIE prep course and private instruction. While most students choose the option which they find most appealing, others opt to combine the two options together. There are many advantages offered by each service. However, both are led by expert instructors who understand the exam inside and out. Let's take a deeper look at the different benefits offered by each of these options.
Online SIE prep classes offer the structure and collaboration of a traditional classroom environment. When you sign up for a New York City SIE prep class, you can attend virtual sessions through our Live Learning Platform. This interactive platform allows you to engage with your instructor and classmates through video chat while using an online whiteboard. Your class teacher can lead you and your peers in lively debates that can help you build a stronger understanding of municipal fund securities and exchange-traded products, among other concepts. You can freely ask questions during classes to receive instant feedback from your mentor. Should you have any trouble understanding something, your instructor can set aside time with you one-on-one to offer support.
If you prefer one-on-one guidance, we can connect you with a New York City SIE tutor. A personal instructor can provide a fully customized learning experience that is centered solely around your individual needs. Each session revolves entirely around you, allowing you to spend your study time as you see fit. One-on-one instruction can follow a personalized lesson plan that addresses solely the areas of opportunity in which you have the most room to improve. For instance, if you feel confident in your understanding of packaged products, you can focus on defining and identifying risk types. Your mentor can incorporate activities and teaching methods that are geared toward your learning style. Private instruction aims to help you get the most out of the time you have before the test.
How can I get started with New York City SIE prep?
You can enjoy working with an expert whether you choose to take a class or study with a personal mentor. New online classes start up every month, allowing more students to find something that works for their scheduling needs. We can find you a personal tutor in as little as 24 hours. When it comes to preparing for the SIE, you don't have to study entirely on your own. 大象传媒 can help you find excellent New York City SIE prep options that can take your study efforts to a new level. You can get started by contacting our educational consultants, who are eager to help you get started.
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CFA
- CPA
- CFA - Chartered Financial Analyst - Level 1
- +18 subjects

John: New York SIE test prep instructor
...working in market-oriented roles for the past 4 years. My most relevant experience is as an equity trader, where I was responsible for executing various equity and equity derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge...
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 57
- CFA
- +20 subjects
Education & Certification
- Loyola University Maryland - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +4 subjects

Sam: New York SIE test prep instructor
...valuations exceeding $50 million. Another summer with Goldey Capital in Private Wealth Management saw me creating statistical models to price lifelong education costs for over 50 clients. These experiences have given me a robust understanding of practical finance, invaluable knowledge that I'm keen to pass on to the next generation of finance professionals. Leadership and Mentoring: Beyond the Classroom My leadership skills are demonstrated through my tenure as the Vice President of NYU's Fintech Society,...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- Data Science
- College Economics
- +48 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 65
- CAIA
- +14 subjects

Mary: New York SIE test prep instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- SIE
- MTC - Missouri Teacher Certification
- HWCCP - Health & Wellness Coach Certifying Examination Program
- Exam P - Probability
- +1359 subjects

Eunpa: New York SIE test prep instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Pascal
- +43 subjects

Sang-Hoon: New York SIE test prep instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience. I have a track record of increasing scores in SSAT to SAT and also achieve passing grades in college courses. I am copyrighting my tutoring method that prepares students that are cramming for standardized exams.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- FRM
- Exam IFM - Investment and Financial Markets
- Series 15 - Foreign Currency Options Exam
- +103 subjects

Michelle: New York SIE test prep instructor
...spectrum of subjects, my greatest enthusiasm lies in the domains of English and Math. My experience in helping students overcome mathematical challenges has reinforced my belief that a solid foundation in this subject paves the way for their future success, both within and beyond the classroom. I am a staunch advocate for the power of education, as I firmly believe it unlocks the doors to a brighter future for students and their families.
Education & Certification
- CUNY Hunter College - Bachelor of Science, Economics
Subject Expertise
- SIE
- Phonics
- GED Math
- Middle School Math
- +19 subjects

Dennis: New York SIE test prep instructor
...advanced managerial accounting, finance, investments, FINRA licenses (SIE, Series 7 and 24). Practitioner and teacher, bonds and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning,...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 55
- Series 7
- +49 subjects

Harrison: New York SIE test prep instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 57
- +20 subjects

Danny: New York SIE test prep instructor
...I attended Pace University and received my Bachelor of Business Administration in Marketing, and then began my journey from the battlefield to the corporate office. I am happy to share my knowledge and experiences with you and help you achieve your goals. I have been a sales leader in the financial services industry for over 25 years and I retired a senior NCO in the Army Reserve serving for 23 years. I've had the pleasure...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 63
- Series 9
- Series 7 - General Securities Representative Exam (Stockbroker)
- +11 subjects

Jahlen: New York SIE test prep instructor
...and common terms that are very understandable. I've received a Bachelors of Arts degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 63
- Series 6
- +1 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 87
- FINRA - Financial Industry Regulatory Authority
- CFA
- +10 subjects

Jorge: New York SIE test prep instructor
...the opportunity to enter the world of Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 65
- Series 6
- CFP
- +38 subjects

John: New York SIE test prep instructor
...Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 3
- Series 57
- Series 9
- +38 subjects

Mary: New York SIE test prep instructor
...on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- CFA
- Series 6
- Series 11
- +109 subjects

Michael: New York SIE test prep instructor
...companies. These strategies used futures, options and OTC swaps. During my time at two firms was involved in building electronic trading platforms over 20 years ago. While marketing an equity derivative trading platform I was offered a position on an equity derivatives brokerage desk as a sales/trader for an inter-dealer broker. Here I acted like an extension of my clients trading desks executing delta neutral trades, risk reversals and many other strategies either on a...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 7
- Series 4
- Exam IFM - Investment and Financial Markets
- +14 subjects

Victoria: New York SIE test prep instructor
...financial literacy classes to high school students. While I tutor a broad range of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 51
- Series 23
- Series 26
- +35 subjects

Kim: New York SIE test prep instructor
...can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well as someone who studies neurofeedback, I have seen borderline miracles in learning take place. Bring your desire to learn along with a great attitude & leave the rest up to me.
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 7
- Series 6
- Series 65
- +46 subjects