Kansas City-area students who are interested in the securities industry may want to consider contacting 大象传媒 to sign up for Kansas City SIE prep. The Securities Industry Essentials exam (SIE or Essentials) is a test taken by individuals who want to become securities industry professionals. While the SIE on its own is not enough to become a registered securities industry professional, it does play a vital role. After you pass the SIE, you will then have to take a qualification exam related to the specific industry you want to go into. The qualification exams include Series 7, Series 52, and Series 22, among others. The SIE covers a wide range of concepts related to the securities industry. As such, it can be useful to go through a comprehensive review as a part of your preparation process. If you feel like you could use some extra help as you review, it may be a wise decision to enroll in Kansas City SIE prep.
What concepts can be covered during Kansas City SIE prep?
The SIE includes topics that are regarded as fundamental aspects of working in the securities industry. From a general standpoint, this can include topics like the different types of regulatory agencies and what their functions are, how the securities industry markets are structured, and prohibited practices. More specifically, the exam may cover customer account registrations, anti-money laundering, and equity securities, to name a few. The exam contains 75 multiple-choice questions and you have to earn a score of at least 70 percent to pass.
Undergoing a comprehensive review of the material is an essential aspect of preparing for any exam. However, it can be just as important to go over test-taking strategies that could provide a bit of a boost on test day. One such strategy is time management. As you will only have an hour and 45 minutes to finish the exam, you need to be able to use your time wisely so you have a chance to answer every question. It can also be beneficial to go over skills that may help you if you find you don't understand a question, such as eliminating incorrect answers by relying on contextual cues. This can help narrow down the possible answer choices, which could provide you with a better chance of answering the question correctly.
What are the perks of the two different types of Kansas City SIE prep?
If you choose to sign up for Kansas City SIE prep, you can pick between a Kansas City SIE prep class and private tutoring. While most students pick the option that fits their strengths as a student, some students decide to take part in both. No matter which route you take, you can be assured that you will receive quality instruction that can help you reach for your goals.
Students who prefer collaborating with other students may want to enroll in a Kansas City SIE prep course. A prep course gives you the chance to learn from an instructor while also offering you the opportunity to study with other students. This allows you to take what you're learning from your instructor and utilize it in a practical way by engaging in class discussions and group activities. If there is a particular topic, like privacy requirements, that you're having a tough time getting down, you also have the option to request to meet with your instructor after your session to get further clarification.
If an individualized approach to studying sounds like your cup of tea, it may be better for you to connect with a Kansas City SIE tutor. Studying with a private tutor gives you more flexibility when it comes to the specific topics you cover. For example, if you find hedge funds a breeze, but you find yourself confused by municipal funds securities, you can spend most of your time studying hedge funds while focusing less time on the topics you're already comfortable with. Additionally, your private instructor can change the way they teach to match with your skills as a learner.
How can I get set up with Kansas City SIE preparation?
Whether you're an adult trying to break into the securities industry or you're a student at Rockhurst University or the University of Missouri Kansas City, performing well on the SIE could go a long way to improving your chances of succeeding in the industry. If you believe online SIE prep could be a wise investment for your future, don't hesitate to reach out to 大象传媒 today.

Braden: Kansas City SIE test prep instructor
...economics from the University of Oklahoma living in Overland Park, Kansas. I have a passion for teaching college, high school, and middle schoolers math from Algebra to College Calculus, chemistry, and physics. In high school I took a variety of AP Tests: AP Chemistry-5, AP Physics 1-4, AP Calculus AB-5 AP US History-4, AP English Composition-4. I hope we are a great fit, and I can't wait for the opportunity to help you!
Education & Certification
- University of Oklahoma Norman Campus - Chemical Engineer, Chemical Engineering
Subject Expertise
- SIE
- Series 66
- Series 7 - General Securities Representative Exam (Stockbroker)
- CLEP College Mathematics
- +64 subjects

Peter: Kansas City SIE test prep instructor
...a Series 7 school years ago before publishing training manuals that became the big business we see today. My peers, other broker-dealers, had enough confidence in me to elect me to two different FINRA offices. One was regional office and the other a national position. I sat in on the meetings when FINRA changed the Series 7 test from a single 6 hour exam to the present two exams being the SIE and the Series...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 22
- +42 subjects

Roman: Kansas City SIE test prep instructor
...University, in my hometown of Richmond, Virginia, I moved and began my career in finance in Charlotte, NC. During my time in the industry, I've taken many exams, including, the CFP, Series 7, Series 66 Series 63, SIE, Life Ins, Health Ins, and LTC Ins - And I've passed all of them on the first attempt. I've actually passed the Series 7 twice! I'm passionate about personal finance and love helping others understand the concepts...
Education & Certification
- Virginia Commonwealth University - Bachelor of Science, Mechanical Engineering
Subject Expertise
- SIE
- American Council on Exercise (ACE)
- Series 63
- Series 65
- +60 subjects

Ryan : Kansas City SIE test prep instructor
Hi, I am a writer of fiction and non-fiction. I worked as an award-winning journalist in Montana and Wisconsin and have been writing in some form for about 20 years. I am currently studying for FINRA's Series 7 exam.
Education & Certification
- The University of Montana - Bachelor in Arts, Journalism
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- High School Writing
- Journalism
- +12 subjects

Kim: Kansas City SIE test prep instructor
...environment for many years. During that time, I have had to study constantly in order to maintain my skill set. To this very day, I work upwards of 18 hours per day, five and sometimes six days per week. Because of my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 63
- Insurance License
- Series 6
- +46 subjects

Scot: Kansas City SIE test prep instructor
...degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 57
- Series 6
- Series 4
- +12 subjects

Nancy: Kansas City SIE test prep instructor
...major with an MBA, and as former investment banker with many years of experience there (now retired), I enjoy teaching finance, accounting, and econ as well as the various secrutities licensing tests. But my avocations are history and literature and I love teaching them as well--whether through assisting with regular school homework and test preparation, or through SAT/ACT prep, or through AP/SAT subject test prep in English Literature, Human Geography, or American or World History.
Education & Certification
- Rhodes College - Bachelor in Arts, Economics
- Harvard Business School - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Series 79
- +85 subjects

Raman: Kansas City SIE test prep instructor
...in the financial planning industry. I have completed my Bachelors in Finance and have successfully passed the FINRA Series 7, Series 66, State Life & Health Insurance License, and the CFP Exam. Being a Financial Planner is no different than being an educator or a coach. My passion is to teach my clients on how build a robust financial plan, however my passion goes beyond that. At 大象传媒, my vision is to help you...
Education & Certification
- University of Houston-Downtown - Bachelor in Business Administration, Finance
- Rice University - Certificate, Financial Planning
Subject Expertise
- SIE
- ChFC - Chartered Financial Consultant
- Series 6
- Exam IFM - Investment and Financial Markets
- +25 subjects

Isaiah: Kansas City SIE test prep instructor
...my Bachelor's Degree in Mathematics. Currently, I am in my last semester of finishing up my Master's Degree in Mathematics. For four years I taught math in Montgomery Public School system (Montgomery, AL). The subjects ranged from pre-algebra to calculus. I taught grades 6th, 9th, 10th, 11th, & 12th. During my last year of teaching high school, I began studying for FINRA Series 6 exam. I passed the series 6 exam in May of 2018....
Education & Certification
- Alabama State University - Bachelor of Science, Mathematics
- Alabama State University - Master of Science, Mathematics
Subject Expertise
- SIE
- Series 65
- Series 6
- Insurance License
- +29 subjects

Jennifer: Kansas City SIE test prep instructor
...specialization in finance and business analytics. I have taught natural science in higher education for more than 8 years. Before that, I tutored chemistry and algebra to my peers in undergrad as well as high school students who were preparing for SAT. Most recently, I obtained the SIE, series 7, and series 66 licenses. While I am capable of tutoring a broad range of subjects, I am more interested in helping students/clients prepare for certification...
Education & Certification
- Fort Valley State University - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 65
- Series 66
- +18 subjects

Mary: Kansas City SIE test prep instructor
...highly demanding, requiring laser focus, preparation and stamina. An integral member of the firm, collaborating with other member firms and the Board of Governors, serving on committees, worked on new business initiatives, recruiting and training new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 23
- Series 66
- CIMA
- +109 subjects
Education & Certification
- Arizona State University - Bachelor of Science, Political Science and Government
Subject Expertise
- SIE
- Series 10
- Series 66
- Series 65
- +9 subjects

Haazim: Kansas City SIE test prep instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 65
- Series 63
- Insurance License
- +4 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- FRM
- Series 66
- Series 6
- +14 subjects

Bryan: Kansas City SIE test prep instructor
...my Bachelor of Science in Finance. I have worked in Financial Services for nearly 10 years, and have specialized in Adult Learning and Development within the industry since 2018. While I tutor a variety of subjects, I especially enjoy helping students with the material covered in FINRA Licensing Exams (SIE, Series 7, Series 63/66). In my experience helping students prepare for Licensing Exams, I have enjoyed seeing learners become more confident in their knowledge of...
Education & Certification
- University of Utah - Bachelor in Arts, Finance
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 66
- +5 subjects

Jessica: Kansas City SIE test prep instructor
Avid public speaker and advocate for financial literacy. I am a full-time financial advisor that uses my free time to help others gain the knowledge necessary to learn more about business and finance or make their own way in the financial services industry. I am also a life-long learner well-versed in a variety of subjects surrounding American History, Global Mythologies, US Government, Economics, Environmental Science, English, Study Skills and German.
Education & Certification
- SUNY College at Oneonta - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 10
- Series 65
- Series 63
- +80 subjects
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- CFA
- Series 86
- Series 7
- +10 subjects

DeSean: Kansas City SIE test prep instructor
...a student once. During undergraduate, I tutored students in Statistics and College Algebra. I completed my undergraduate with a B.S.B.A. in Personal Financial Planning, a B.S.B.A. in Finance, and a B.A. in Communication Studies. I do not like micromanagement, although I do believe a tutor and student should have a vested interest to benefit the student. In my free time, I enjoy long walks with my wife and playing the alto. saxophone.
Education & Certification
- Kutztown University of Pennsylvania - Bachelor of Science, Finance
- Kutztown University of Pennsylvania - Bachelor of Science, Financial Planning
- Kutztown University of Pennsylvania - Bachelor in Arts, Communication, General
Subject Expertise
- SIE
- Series 6
- Series 63
- Finance
- +13 subjects

John: Kansas City SIE test prep instructor
My name is John Walker. I am a seasoned veteran in the financial and insurance industries. I look forward to putting my personal experience, education, and training to work for you. I hope to work with up-and-coming professionals to ensure you meet and exceed your goals!
Education & Certification
- Florida State College at Jacksonville - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 65
- CFP
- CPA
- +10 subjects

Daniel: Kansas City SIE test prep instructor
I am a CPA with a background in teaching and tutoring. I can work with you on most finance, business, and accounting subjects. I help simplify the material and highlight the core lessons. I've been told it's very effective and helpful!
Education & Certification
- Malone University - Bachelor in Arts, Organizational Leadership
- Baldwin-Wallace College - Masters in Business Administration, Accounting
Subject Expertise
- SIE
- Series 66
- Series 6
- ChFC - Chartered Financial Consultant
- +25 subjects