If you're ready to invest in formal Series 3 test prep, 大象传媒 can refer you to a private Series 3 class to help you pursue your professional goals. The Series 3 - National Commodities Futures Exam is required to earn a license to sell and trade commodities in the United States. If you are ready to take your Series 3 prep to the next level, let us connect you with Series 3 tutoring today!
One of the most important aspects of Series 3 prep is developing a familiarity with the test's structure and content. The exam consists of 120 multiple-choice questions administered over a testing session lasting two-and-a-half hours. A four-function calculator and dry erase boards will be provided for your use, but you are not permitted to take any other materials into the testing lab with you. Since the exam is timed, you might want Series 3 tutors to show you how to efficiently use these tools to your advantage.
If you're curious about the topics you might review in a Series 3 course, the list below highlights some of the exam's core concepts:
Series 3 Topics (non-comprehensive)
- Futures and forward contracts
- The Structure of Futures Markets
- Hedging Theory
- Speculative Theory
- Futures terminology
- Options terminology
- Margin Requirements
- Option Premiums
- Offsetting Contracts, Settlements, Delivery
- Options Exercise, Assignment, Settlement
- Market/stop/stop-limit/etc. orders
- Technical and fundamental analysis
- Short and long hedging
- Spread trading
- P&L calculations for speculative trades
- Option Spread Strategies
- CFTC registrations/NFA membership
- FCM/IB Regulations
- Arbitration Procedures
- NFA Disciplinary Procedures
- CFTC Commodity Exchange Act Enforcement
Private Series 3 test prep affords you the luxury of spending as much time as you need on every topic. For example, a student who has a hard time with options terminology might incorporate flashcards into their Series 3 prep. Alternatively, you might want to review sample problems concerning long-term hedging during your Series 3 test preparation to get more comfortable with them heading into exam day. Regardless, large Series 3 classes are often unable to cater to an individual's needs the same way private Series 3 test prep courses can.
Similarly, Series 3 test prep may be adapted to your preferred learning style. If you are a hands-on learner, your instructor might incorporate real-world examples into your Series 3 prep to illustrate the most important concepts. Likewise, an auditory learner might want a Q&A discussion format to make it easier to retain information.
Working with a private instructor also ensures that any questions you have may be addressed immediately. In fact, some students find it easier to ask a private tutor for help than a classroom instructor responsible for a group of students. This can be important, as correcting any misunderstandings before they spiral out of control can be beneficial.
大象传媒 also tries to make Series 3 preparation as convenient for you as possible. Our proprietary Live Learning Platform utilizes powerful features such as a virtual whiteboard to facilitate digital study sessions, giving you the benefits of face-to-face instruction without the logistical nightmare of meeting up in person. Likewise, we try to match every student to a tutor who fits their scheduling needs for added convenience. We believe that nobody should stop living their life because they are preparing for a test and design our products accordingly.
If you would like to learn more about the benefits of one-on-one Series 3 test prep, reach out to 大象传媒 today. Educational Directors are standing by to assist you in any way they can!

Andrew: Series 3 test prep instructor
...worked for the Federal Reserve Board of Governors, investment banks, and a private equity firm; so, I have experience in the applied application of academic theory. I am adept at teaching economics and finance, as well as topics in math, statistics, business administration, and standardized testing including several of the Series Exams. My teaching philosophy begins with understanding a student's goals and helping them achieve success both inside and outside of the classroom. I can...
Education & Certification
- UNC Chapel Hill - Bachelors, Economics & Psychology
- Georgetown University - Masters, Finance
Subject Expertise
- Series 3
- Series 56 - Proprietary Trader Qualification Exam
- CPA
- Series 63
- +70 subjects

Peter: Series 3 test prep instructor
...One was regional office and the other a national position. I sat in on the meetings when FINRA changed the Series 7 test from a single 6 hour exam to the present two exams being the SIE and the Series 7 top off. I passed the Series 3 exam, the National Commodities Futures Exam. If you want to obtain the SIE license, you probably are in one of these categories. You may be doing for...
Education & Certification
- Rensselaer Polytechnic Institute - Bachelor of Science, Materials Engineering
- California University of Pennsylvania - Master of Science, Mathematics and Statistics
Subject Expertise
- Series 3
- Series 6
- Series 4
- Series 23
- +42 subjects

Paul J : Series 3 test prep instructor
- 25 years of seasoned option trading involvement across diverse sectors. - Proven track record in investment banking and commodity exchange settings. - Insightful CFA exam grader with deep understanding of exam requirements. - Successful stint in hedge fund environment, enhancing market insight. - Former Head of Trading Risk at major clearing house, overseeing significant operations. - Aims to mentor CFA candidates, combining rich industry background with exam expertise. Marine engineering degree MBA in business CFA
Education & Certification
- Pace University-New York - Masters in Business Administration, Business, General
Subject Expertise
- Series 3
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 44 - NYSE Arca Options Market Maker Exam
- CFA
- +58 subjects

Hal: Series 3 test prep instructor
...teaching experience at the college and university level in addition to having served as a national educator in investments for a Fortune 20 firm. My background includes having been licensed as a Certified Public Accountant, Certified Financial Planner, Certified Trust and Investment Advisor, Regulation 144 Specialist, Retirement Planning Specialist, Certified Senior Advisor, and a variety of other qualifications. In 2019, as I began tutoring and realized that it had been decades since I originally passed...
Education & Certification
- Frostburg State University - Bachelor of Science, Accounting and Business Management
- Frostburg State University - Master of Science, Management Science
Subject Expertise
- Series 3
- Series 16
- Series 86
- Real Estate License - New York
- +171 subjects

Michael: Series 3 test prep instructor
...futures, equities and options, commodities especially energy both paper and physical usage, pricing and use in a strategy either for profit or hedging. Also, technical and quantitative analysis such as understanding graphing and more advanced tools such as moving averages, stochastic and market profile. Also, I can impart a trader's mentality outlook, having been a trader in several asset classes. My areas of expertise are the energy complex, crude and heating oil, RBOB gasoline, natural...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- Series 3
- Series 7
- Series 55
- SIE
- +14 subjects

Kevin: Series 3 test prep instructor
...methods, including practice questions and topical computer related tools. I often ask for feedback and appreciate candid communication. I try to be flexible with my time. To ensure that we have a quiet and comfortable study space, I work with the student to help select mutually convenient locations. In my spare time, I enjoy biking, hiking, swimming, tennis, reading, movies, traveling, spending time with my family and our dog. I look forward to hearing from...
Education & Certification
- Truman State University - Bachelor of Science, Accounting
- Washington University in St Louis - Masters in Business Administration, Finance
Subject Expertise
- Series 3
- Series 7
- CPA
- Series 6
- +41 subjects

Gregory: Series 3 test prep instructor
...at Wesleyan University and Financial Mathematics at The University of Chicago (Masters Degree.) I have 20 years experience using complex concepts in finance (stats, linear algebra, calculus) at JPMorgan and UBS. I teach stats, finance and programing in a user friendly way. I don't repeat the dry methods of text books. MATLAB is my main scripting language; I also use R and SPSS. I enjoy math and science, and I tutor my own children (7...
Education & Certification
- Wesleyan University - Bachelor in Arts, Economics
- University of Chicago - Master of Science, Financial Mathematics
Subject Expertise
- Series 3
- Series 7
- Series 31
- Series 63
- +48 subjects

Michael: Series 3 test prep instructor
...Certified Flight Instructor at a local airport where I teach ground school and flight to student pilots. I really like teaching in general, and enjoy when I can learn something and then pass it on to others. That is what brought me to earn my PhD and my flight instructor certificate, allowing me to teach various areas in finance, such as corporate finance, personal finance, and securities markets, and anything dealing with aviation. I have...
Education & Certification
- Capella University - Doctor of Philosophy, Finance
Subject Expertise
- Series 3
- FINRA - Financial Industry Regulatory Authority
- SIE
- Series 66
- +16 subjects

Mary: Series 3 test prep instructor
...new hires from top universities. At the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- Series 3
- Series 65
- Series 99
- Series 28
- +109 subjects

Daniel: Series 3 test prep instructor
Learn from a finance industry professional with nearly 2 decades of experience. Formally trained in Economics with an MBA in Finance. I am also a CFA Charterholder. My talent in explaining difficult concepts easy to understand!
Education & Certification
- Boston University - Bachelor in Arts, Economics
- FGV - Funda莽茫o Getulio Vargas - Masters in Business Administration, Finance
Subject Expertise
- Series 3
- CFA
- Series 7
- Series 6
- +10 subjects

Chi-Sun: Series 3 test prep instructor
...teaching math is for the students to truly understand the concepts and reasoning behind math, and not just learn how to apply formulas and do well on tests. Although they may get good grades, this will be useless later in life. In my teaching experience, when students actually learn the concepts and logic, not only does their math vastly improve, but they also learn to enjoy math, which is the ultimate goal. My qualifications include...
Education & Certification
- Massachusetts Institute of Technology - Bachelor of Science, Computer Science
Subject Expertise
- Series 3
- AAI - Accredited Adviser in Insurance
- Series 63
- Exam P - Probability
- +112 subjects

Ben: Series 3 test prep instructor
Experienced portfolio manager, strategist and published author with a demonstrated history of working in the financial services industry. Skilled in Asset Management, Equities, Bonds, Investment Strategies, and Capital Markets. Strong finance professional with a MBA focused in Finance, General from University of Southern California - Marshall School of Business. Series 65, 7, 63, 24, CFA, FRM
Education & Certification
- University of Amsterdam - Bachelor of Economics, Economics
- University of Southern California - Masters in Business Administration, Economics
Subject Expertise
- Series 3
- CFA
- Series 5 - Interest Rate Options Exams
- Series 7
- +39 subjects

Jonathan: Series 3 test prep instructor
...with a concentration in finance, I am well acquainted with many of the various subjects taught by varsity tutors. The courses I have taken in financial derivatives, business statistics and corporate financial analysis have given me a broad base knowledge, as well as a forum for exploration. My personal goal is to use the knowledge I have gained combined with my experience teaching others to be a great tutor and overall resource for students.
Education & Certification
- St Johns University-New York - Bachelor of Science, Finance
- St Johns University-New York - Masters in Business Administration, Finance
Subject Expertise
- Series 3
- Insurance License
- Handwriting
- Technology and Coding
- +75 subjects