When preparing for the SIE exam, the Los Angeles SIE course provided by 大象传媒 can be a good way to start your review. The course can introduce you to the right review materials and give you the opportunity to study under highly qualified instructors who can guide you through the content and format of the exam. Enrolling in the course can also give you insights into critical concepts tested on the SIE that you may not have if you are studying on your own. Many aspiring candidates from schools like the University of California, Los Angeles and Pepperdine University who want to enter the securities industry take a prep course to help them perform at their best during the exam day.
What are some of the topics a Los Angeles SIE prep course can cover?
The SIE, or Securities Industry Essentials, is an exam created by the Financial Industry Regulatory Authority (FINRA) for people who would like to work in the securities industry. It has a total of 75 multiple-choice questions that you need to answer in 1 hour and 45 minutes. The passing score is 70 percent. Your Los Angeles SIE class will cover the different sections of the SIE called "Functions" so you can know what to expect during the test. Let's briefly discuss the different Functions:
Function 1 is labeled as Knowledge of Capital Markets and has 12 questions, making up 16% of your total exam score. The questions will cover topics on regulatory entities, market structure and participants, and FINRA rules.
Function 2 is called Understanding Products and Their Risks. It has 33 questions and makes up 44% of the exam. Here you'll encounter questions on real estate investment trusts (REITs), exchange-traded funds, and MSRB rules.
Function 3 is called Understanding Trading, Customer Accounts, and Prohibited Activities where you'll need to answer 23 questions. It makes up 31% of your score and will cover topics such as compliance considerations, anti-money laundering, market manipulation, and NASD rules.
Function 4 is the Overview of the Regulatory Framework. Here you'll answer 7 questions that comprise 9% of the exam. Topics under this Function include employee conduct, SEC rules, reportable events, and continuing education.
Apart from the content and format of the SIE, your Los Angeles SIE class instructor can also share effective test-taking techniques that can boost your efficiency when answering the SIE test questions. You can also learn tips on how to develop good study habits for your test prep.
What are the advantages of enrolling in a Los Angeles SIE course?
Studying for the SIE will require focus and effort in order for your review to be worthwhile and effective. Many prospective candidates may lose their motivation in pursuing the test if their review experience becomes very stressful. The SIE course provided by 大象传媒 is designed to give students a more convenient way to do their test prep via online classes. Since it's online, you no longer need to set aside extra hours for traveling to and from school. This means you can be more flexible when choosing a course time and can enroll in the morning, afternoon, or evening courses.
The SIE course is led by expert SIE instructors who can give spirited and in-depth explanations of all the critical concepts and topics that are tested in the SIE. Succeeding on the test requires more than memorizing facts or terms. You also need to know how to best approach the exam. With the guidance of highly qualified and experienced instructors, you can learn strategies that can help you overcome question traps and give you more confidence in your skills during test day. If you think there are certain topics on SIE that you are not too confident about, or if you would like to work on some topics with extra help from your instructor, you can also request to meet your instructor in a one-on-one meeting so you can better address your concerns.
How can I enroll in a Los Angeles SIE course?
Conquering the SIE can be the start of your successful, long-term career in the securities industry. Your test prep is not just for the actual day of the exam but also for your future. You can make your test prep more effective and convenient by enrolling in our online SIE course with an organized and comprehensive curriculum led by experienced SIE instructors. Reach out today and ask our educational consultants at 大象传媒 how you can start your SIE review through our Los Angeles SIE course.

John: Los Angeles SIE course instructor
I want to serve the academic needs of students in the areas of history, math, and finance. I have taught middle school math and US History for almost 20 years and am passionate about helping students in those areas. I also would work with people looking for help with exams to gain financial licenses such as the series 6 or 63.
Education & Certification
- Lycoming College - Bachelor in Arts, Economics
- Alvernia University - Masters in Education, Urban Education and Leadership
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- PRAXIS
- Series 63
- +57 subjects

Jacquelyn: Los Angeles SIE course instructor
...and professionally. As a Mom and a Business Leader in the community, mentoring, and coaching, I have assisted many others in accomplishing their educational goals. 1. Parenting my children at home on how to do well in class and on tests. 2. Advising employees on how to study to obtain professional licenses to achieve passing scores. It has been a great accomplishment for me. When your children graduate with Honors, and your student employees perform...
Education & Certification
- University of Detroit Mercy - Bachelor of Science, Finance
- Southern New Hampshire University - Master of Science, Entrepreneurial Studies
Subject Expertise
- SIE
- Exam FM - Financial Mathematics
- Exam IFM - Investment and Financial Markets
- ARM - Associate in Risk Management
- +18 subjects

Kim: Los Angeles SIE course instructor
...excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in you a set of skills you will be able to use the rest of your life. As a certified NLP coach as well...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 65
- +46 subjects

Sean: Los Angeles SIE course instructor
...My ultimate goal is to get my students to the end goal of passing their exam as quickly and efficiently as possible. I received my undergraduate degree from Arizona State University and have been working as a Financial Advisor since 2019 obtaining multiple industry awards as well as managing my own book of business. I believe my firsthand experience gives me a particular insight that helps me be a great tutor on these subject matters....
Education & Certification
- Arizona State University - Bachelor of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 66
- +2 subjects

Ben: Los Angeles SIE course instructor
...and businesses by taking complex (and often confusing) financial subject matter and breaking them down into simple steps. I've always been passionate about learning, and I believe any subject (yes, even the "boring" ones) if given proper care and attention can bring a profound sense of achievement and meaning to our lives. While I tutor a wide variety of subjects, I am most passionate about Mathematics, Business, Writing, and History. In my spare time, I...
Education & Certification
- Lee University - Bachelor of Science, Health Services Administration
Subject Expertise
- SIE
- Series 6
- Series 63
- Graduate Level Biology
- +45 subjects

Krista: Los Angeles SIE course instructor
...(Penn State University) & MBA (Capella University). I currently licensed with the state of NJ for Life/Health Insurance. I am registered with FINRA (Series 7 & 66). I also hold a Certified Financial Planner designation. I help candidates studying for their Life/Health, SIE, Series 7, Series 6, Series 66 (63/65), and CFP designations. I am eager to pass on various tips and tricks I have learned for the various exams. I have various study tips...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Business Administration and Management
- Capella University - Masters in Business Administration, Project Management
Subject Expertise
- SIE
- Series 63
- Series 66
- CFP
- +18 subjects

Haazim: Los Angeles SIE course instructor
I am your trusted Tutor and financial partner for your educational journey as a financial professional. I look forward to helping you to master the information with a keen attention to detail, with your willingness to approach this learning process with an open mind. I look forward to helping you to meet your specific needs and to foster and environment for continuous growth.
Education & Certification
- Howard University - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 6
- Series 7
- Series 63
- +4 subjects

Edward: Los Angeles SIE course instructor
A 25 plus year veteran of the Financial Services industry. I have been involved with advising and counseling both clients and advisors, and am passionate about helping others learn how financial markets work. I have passed the Series 6, 7, 24, 26, and 66 exams, and held the Massachusetts Life and Health insurance licenses. I am a former youth and high school basketball coach, youth and high school football coach.
Education & Certification
- Western New England University - Bachelor of Science, Finance
Subject Expertise
- SIE
- Series 9
- Series 79
- Series 6
- +26 subjects

Joshuah: Los Angeles SIE course instructor
...passed the SIE, Series 63, 65, and 7 on the first attempts, and have passed the Level I CFA exam. All of which are completely unimportant because it's not about me, it's about how I can help you (and I can)! Whether you know what you need to know, or are completely lost, I will make sure that we progress with content at a speed that fits you until you are confident for test day....
Education & Certification
- Excelsior College - Bachelor of Science, Biology, General
Subject Expertise
- SIE
- Series 86
- CFA
- Series 79
- +14 subjects

Eunpa: Los Angeles SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- Professional Certifications
- +43 subjects

Lonie: Los Angeles SIE course instructor
...a primary source of income; I teach because I enjoy helping others enough to do it in my spare time. People don't care what you know until they know that you care. I'm supposed to write something here about my own achievements. I have an impressive resume by most peoples' standards. But my achievements don't amount to anything unless they translate into helping YOU pass your exam. Let's just leave it at that.
Education & Certification
- Bowling Green State University-Main Campus - Bachelor of Science, German
- West Virginia University - Bachelor of Science, Statistics
- Xavier University - Master of Science, Business Administration and Management
Subject Expertise
- SIE
- Series 6
- Insurance License
- Series 63
- +21 subjects

Brendan Daniel : Los Angeles SIE course instructor
...asset management as a portfolio manager while pursuing my CFA, and recently founded my own firm. Currently, I am a level 3 CFA candidate and portfolio manager for my digital asset hedge fund. I focus on the fund's DeFi investment strategy, blockchain research, and protocol risk management. For students, (and interns), I have taught solidity, python, CFA level 1 and 2 material, Series 7, 63, and 65. I have also taught financial modeling, smart contract...
Subject Expertise
- SIE
- Series 66
- Series 3
- Series 4
- +62 subjects
Education & Certification
- Carnegie Mellon University - Masters in Business Administration, Business Statistics
Subject Expertise
- SIE
- FINRA - Financial Industry Regulatory Authority
- Series 7
- Series 63
- +25 subjects

Jahlen: Los Angeles SIE course instructor
...developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being able to help my students pass their exams, and becoming a small part of what leads to their future success.
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 6
- Series 63
- Insurance License
- +1 subjects

Barrett: Los Angeles SIE course instructor
...largely a function of how it's defined, I consider my own success to be helping my students along a journey to attaining their respective goals. But that journey begins with a first step, at times a humbling step. As a coach and mentor, I value my role as your trusted resource in helping you take those initial steps on your journey to passing the securities exam(s) and onward to a bright future!
Education & Certification
- Florida International University - Bachelor of Science, Criminal Justice
- Louisiana State University and Agricultural Mechanical College - Doctor of Laws, Law Enforcement Administration
Subject Expertise
- SIE
- Series 51
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 7
- +20 subjects

John: Los Angeles SIE course instructor
...fresh perspective along with a deep understanding of the SIE and Series 7 exams. Having recently earned my own licenses, I developed a proven strategy that helped me succeed, and I am now offering tutoring services to help others do the same. With a tailored approach that simplifies complex concepts and focuses on key areas of the exam, I am committed to guiding aspiring professionals to achieve their goals and pass with confidence.
Education & Certification
- Northeastern Illinois University - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 7
- FINRA - Financial Industry Regulatory Authority
- Series 7 - General Securities Representative Exam (Stockbroker)
- +1 subjects

Scot: Los Angeles SIE course instructor
...degree in Marketing in 2010 and became a licensed financial advisor in June of 2011. In February of 2017, I co-founded my financial planning firm, Providers & Families Wealth Management, with my wife, Lindsey; and in December of that year, I became a CERTIFIED FINANCIAL PLANNER. The most influential teachers in my life provided an engaging and entertaining learning experience, and I strongly believe that these are very important characteristics of an impactful education! I...
Education & Certification
- Pennsylvania State University-Main Campus - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Series 79
- Series 24
- Series 16
- +12 subjects

Mark: Los Angeles SIE course instructor
...help people pass: The Series # 7 - # 63 - # 65 & # 66 The Life, Health and P&C Insurance test The Real Estate Agent and the Real Estate Broker test TEST TAKING SKILLS are a vital part of passing any test I will demonstrate how. PRACTICE QUESTIONS - The more the better. As you are taking the test... I will show you how to build a POSITIVE ATTITUDE. The key is: HOW...
Education & Certification
- University of Houston-Downtown - Associate in Science, Business Administration and Management
Subject Expertise
- SIE
- Series 87
- CFA
- Real Estate License
- +73 subjects

Vincent : Los Angeles SIE course instructor
...Financial Advisor, MBA Graduate, and Lifelong Learner. I have successfully taken and passed the Securities Industry Essentials (SIE), the General Securities Representative (Series 7), the Uniform Securities Agent State Law (Series 63), and the Uniform Investment Advisor Law (Series 65) examinations. Due to my experience in financial services, I will be able to incorporate real-world examples into my sessions in order to help students grasp and understand the material at hand. Let's get started!
Education & Certification
- University of Central Florida - Bachelor of Science, Business and Managerial Economics
- Georgian Court University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 63
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 66
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +14 subjects