大象传媒 can connect you with a New York City SIE course that can help you prepare for the SIE exam. If you are a prospective securities industry professional, you can benefit from the academic support in the prep course. Whether you studied business and finance in the City University of New York, Columbia University or any other institution in the area, preparation for the exam is important. By attending a New York City SIE class, you can gain a lot from the comprehensive coverage of the fundamentals of SIE.
What is the Securities Industry Essentials Exam?
The Securities Industry Essentials (SIE or Essentials) Exam is for people who want to work in the securities industry. The exam was launched in 2018 by the Financial Industry Regulatory Authority (FINRA). The test covers topics that are essential to working in the industry, including the structure of the securities industry markets, types of products and their associated risks, regulatory agencies and their functions, and prohibited practices. The exam consists of 75 multiple-choice questions and candidates are expected to complete it in 1 hour and 45 minutes. The passing score for the exam is 70 percent, and since it is an entry-level exam it is open to anyone who is aged 18 years and older.
Passing the exam is important. It can give you more marketability in the securities or finance industry, boost your career by showing that you have basic industry knowledge, and in the event that you opt to change your career, it can show that you are serious about your new career path. However, passing the SIE does not qualify a person for registration with a member firm of FINRA or to engage in the securities business. If you want to register and engage in the securities business, you also have to pass a qualification exam that focuses on the type of business you want to engage in. The SIE is a co-requisite for representative-level and licensing exams such as the Series 7, 22, 52, and 79 among others.
What are the benefits of enrolling in a New York City SIE course?
Preparing for the SIE with the guidance of a New York City SIE prep course can be better than doing so individually. The course can meet all your SIE exam preparation needs and provide you with access to valuable resources and training materials. Through the in-depth course, you can gain valuable knowledge on varied SIE topics related to the job of a securities professional. These include types of markets, packaged products, monetary vs. fiscal policy, business economic factors, equity securities, hedge funds, debt instruments, definition and identification of risk types, investment returns, registration and continuing education, and prohibited activities, to mention but a few.
大象传媒 realizes the need to structure New York City SIE courses with the best interests of students in mind. The New York City SIE class covers preparations on how to actually take the test. If you are worried about how to take the exam, the best ways to approach questions, and the time limit, a course can address your concerns. The class can help you familiarize yourself with the process through the use of practice tests. If you are concerned about the time limit, your SIE course instructor can incorporate time management strategies that may help you to learn to allocate enough time to every question and save time throughout the exam. The course also covers how to best use resources such as the four-function calculator or dry-erase pen or board that will be available to you during the exam. Learning how to use these tools during your sessions can make taking the test more efficient. By focusing on how to take the test, the course can leave you in a better position to apply your knowledge during the exam without having to worry about the technical aspects.
How can I enroll in a New York City SIE class?
If you want to jump-start your career in the securities industry, you should definitely consider taking the SIE exam. Preparing for the exam can be challenging, but the guidance offered by a course can help. The course can take your exam preparation to the next level because it focuses on important aspects that people should know before taking the SIE exam. It also focuses on the acquisition of skills that can be useful when taking the exam. Contact 大象传媒 today if you want to sign up for an in-depth New York City SIE course that fits your schedule and meets your needs.
Amit: New York SIE course instructor
Education & Certification
- CUNY Bernard M Baruch College - Masters in Business Administration, Business Administration and Management
- State Certified Teacher
Subject Expertise
- SIE
- CPA
- CFA
- UK A Level Accounting
- +18 subjects
John: New York SIE course instructor
...derivative products on behalf of hedge funds. Part of my background includes analyzing market trends, managing portfolio risk, and developing optimal trading strategies from both a fundamental and technical perspective. In addition to my professional experience, I am highly analytical, detail-oriented, and have a strong product knowledge through my CFA candidacy and academic pursuits. I am excited to continue my learning and provide some of the knowledge I've gained throughout my career.
Education & Certification
- Marist College - Bachelor of Science, Business Administration and Management
- Marist College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CFA
- Series 63
- Series 57
- +20 subjects
GJALBAE8EB-tutorOneTrust: New York SIE course instructor
Scrubbed on 2025-02-06
Education & Certification
- Loyola University Maryland - Bachelor in Business Administration, Finance
Subject Expertise
- SIE
- Series 63
- Series 7 - General Securities Representative Exam (Stockbroker)
- CFP
- +4 subjects
Sam: New York SIE course instructor
...saw me creating statistical models to price lifelong education costs for over 50 clients. These experiences have given me a robust understanding of practical finance, invaluable knowledge that I'm keen to pass on to the next generation of finance professionals. Leadership and Mentoring: Beyond the Classroom My leadership skills are demonstrated through my tenure as the Vice President of NYU's Fintech Society, where I spearheaded a 400% increase in membership. My work with the NYU...
Education & Certification
- New York University - Bachelor of Science, Finance
Subject Expertise
- SIE
- CFA
- Professional Certifications
- PSAT
- +48 subjects
Sebastian: New York SIE course instructor
I'm here to help you pass in a fun way. I have over 20 years of Wall Street experience. I have worked as a trader, analyst, investment product specialist, portfolio manager and investment strategist.
Education & Certification
- University of Essex - Bachelor in Arts, Economics
Subject Expertise
- SIE
- CAIA
- Series 66
- Series 65
- +14 subjects
Mary: New York SIE course instructor
I am dedicated to creating a supportive and engaging learning environment where students feel confident to excel. My approach is tailored to each learner, breaking down complex ideas into simple, relatable steps. With a focus on building skills and self-assurance, I strive to make every session impactful and enjoyable. Together, we'll turn challenges into achievements.
Education & Certification
- Princeton University - Bachelor, Bachelor of Arts.
- Harvard University - Master's/Graduate, MSc. Mechanical Engineering
- State Certified Teacher
Subject Expertise
- SIE
- NCLEX-Practical Nurse
- Series 82
- Series 7
- +1359 subjects
Eunpa: New York SIE course instructor
Business analyst with five years of tutoring and significant corporate strategy experience. Applied BA in math at top ten research university to financial modeling, ROI analyses, marketing, academic research, technology, and higher education.
Education & Certification
- University of Chicago - Bachelor in Arts, Mathematics
Subject Expertise
- SIE
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- ACT
- +43 subjects
Sang-Hoon: New York SIE course instructor
I graduated from Columbia College in Columbia University in 1996 with a degree in Economics. I look forward to teaching students and learners and have a positive influence in your education and experience. I have a track record of increasing scores in SSAT to SAT and also achieve passing grades in college courses. I am copyrighting my tutoring method that prepares students that are cramming for standardized exams.
Education & Certification
- Columbia University in the City of New York - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 7
- Series 5 - Interest Rate Options Exams
- CFA
- +103 subjects
Michelle: New York SIE course instructor
...While I offer tutoring support across a wide spectrum of subjects, my greatest enthusiasm lies in the domains of English and Math. My experience in helping students overcome mathematical challenges has reinforced my belief that a solid foundation in this subject paves the way for their future success, both within and beyond the classroom. I am a staunch advocate for the power of education, as I firmly believe it unlocks the doors to a brighter...
Education & Certification
- CUNY Hunter College - Bachelor of Science, Economics
Subject Expertise
- SIE
- Phonics
- Math
- Writing
- +19 subjects
Dennis: New York SIE course instructor
...and stock, trader, analyst and writer. I started at the NY brokerage firm Bear Stearns at 17 years old and earned some licenses along the way (7, 63, 55 and 24 supervisory principal). Life is easiest when armed with a variety of skill sets. So learn a little of everything but specialize in something that you feel like learning, even if there will be no test or recognition. Your education is really for yourself and...
Education & Certification
- Wesleyan University - Bachelor in Arts, Mathematical Statistics and Probability
Subject Expertise
- SIE
- Series 24
- Series 7
- Series 7 - General Securities Representative Exam (Stockbroker)
- +49 subjects
Harrison: New York SIE course instructor
Hello, My name is Harrison and I am an economics major at the University of Pennsylvania from Philadelphia. I have experience tutoring in economics, statistics, algebra/pre-calc, and introductory calculus. I typically have the most availability during evening and weekend hours, but will always work to try and work with any schedule. If interested, please do not hesitate to reach out.
Education & Certification
- University of Pennsylvania - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Series 63
- Series 57
- Series 7 - General Securities Representative Exam (Stockbroker)
- +20 subjects
Danny: New York SIE course instructor
...leading sales people and soldiers most of my adult life and coaching and developing has been my passion. I have the Series 7 license, Series 66, Series 63, Series 24, and Series 9 and 10. In addition, I also have my New Jersey Life and Health Insurance licenses. I am here to help you develop a plan for success. I will set you up to the best of my abilities for test day and make...
Education & Certification
- Pace University-New York - Bachelor of Science, Marketing
Subject Expertise
- SIE
- Insurance License
- Series 65
- Series 7 - General Securities Representative Exam (Stockbroker)
- +11 subjects
Jahlen: New York SIE course instructor
...degree in economics from SUNY Purchase. I've also spent my recent time of employment working for a insurance company. At this time I developed my experience in tutoring,over the last 2 years, by helping my fellow coworkers pass their exams. In my experience with the SIE exam, Series 6, and Series 63 is to study through practice questions and analyzing them in an effort to best answer questions. I feel my passion comes from being...
Education & Certification
- SUNY at Purchase College - Bachelor in Arts, Economics
Subject Expertise
- SIE
- Insurance License
- Series 6
- Series 63
- +1 subjects
Robin: New York SIE course instructor
Senior Associate in Equity Research | UCLA Economics/Finance Alumni To me, Finance is the intersection between art and science.
Education & Certification
- University of California-Los Angeles - Bachelor of Science, Economics
Subject Expertise
- SIE
- Series 87
- CFA
- Series 63
- +10 subjects
Jorge: New York SIE course instructor
...Finance and have enjoyed a rewarding career of over 20 years. Along the way, I have earned my Certificate in Financial Planning from Bryant University. Preparing for a certification exam can be a daunting and stressful experience. I strive to help my students isolate their strengths and weaknesses, then help them construct a plan to approach the material in a disciplined and structured manner. By doing so, they gain confidence and focus on maximizing their...
Education & Certification
- Long Island University-C W Post Campus - Bachelor in Arts, English
Subject Expertise
- SIE
- Series 55
- Series 7 - General Securities Representative Exam (Stockbroker)
- Series 66
- +38 subjects
John: New York SIE course instructor
...in Computer Science and Economics from Yale and an MBA from NYU. I have my Series 7 and 57 and work as a proprietary trader on Wall Street. I'm passionate about financial markets, technology and economics. My philosophy towards education is one of efficiency. I believe that time management is the key to accomplishing your academic and professional goals. I'm here to help you not only learn but absorb the material into your skill set.
Education & Certification
- Yale University - Bachelor of Science, Computer Science
- New York University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 57
- Series 4
- Series 7
- +38 subjects
Mary: New York SIE course instructor
...the time, O'Connor was the largest market maker in the U.S. financial options exchanges and had been looking to partner with a larger financial institution. The firm entered into a joint venture with Swiss Bank creating the opportunity to become part of a newly formed global team deployed as financial engineers in various financial centers - Chicago, Zurich, London, Paris, Tokyo, Hong Kong. My assignment was in the bank's headquarters of Zurich, Switzerland within the...
Education & Certification
- Dickinson College - Bachelor in Arts, Economics
- Northwestern University - Masters in Business Administration, Finance
Subject Expertise
- SIE
- Series 10
- Series 24
- CAIA Level II
- +109 subjects
Michael: New York SIE course instructor
...on behavioral science, experience to draw upon and a deep understanding of the interconnections between economic number both domestically and abroad, government statistics, drivers of the market and the connection all asset classes have on each other. I have the following licenses; 3,4,7,55,63 and SIE. Having run 4 trading desks, I can also help with compliance questions regarding order handling, proper investment fit, confidentiality rules. Equally as important is the able to see what is...
Education & Certification
- Long Island University-C W Post Campus - Bachelor of Science, Finance
- CUNY Bernard M Baruch College - Master of Science, Finance
Subject Expertise
- SIE
- Series 55
- Series 44 - NYSE Arca Options Market Maker Exam
- Exam IFM - Investment and Financial Markets
- +14 subjects
Victoria: New York SIE course instructor
...of subjects, I am most passionate about business, economics, leadership, personal finance, and securities licensing. In my experience helping students prepare for complex exams, we always seem to have the most success when we have discovered the student's learning style and thought-process. I believe learning should be an engaging, inspiring activity where the student can envision how their new knowledge will apply to real-life scenarios. I am also a firm proponent of education, believing it...
Education & Certification
- University of South Alabama - Bachelor of Science, Biology, General
- Florida Atlantic University - Masters in Business Administration, Business Administration and Management
Subject Expertise
- SIE
- Series 7
- Series 23
- Series 6
- +35 subjects
Kim: New York SIE course instructor
...my diverse background, (heavy in the finance arena, including insurance, securities & investment banking/related) I can relate to people on different levels. I excel in working with those who are learning challenged. This can range from a person who is a non-native English speaker to someone with ADHD/Autism. If you need to take a certification test, I can quell your nerves. I will tutor/coach/mentor you through the subject at hand and in process, impart in...
Education & Certification
- University of Alaska Anchorage - Bachelor of Science, Political Science and Government
- International Seminary for Distance Education in Theology - Bachelor of Theological Studies, Theology
Subject Expertise
- SIE
- Series 63
- Series 6
- Series 65
- +46 subjects